2019 Proxy Statement
TEXTRON 2019 PROXY STATEMENT 17 SECURITY OWNERSHIP The following table sets forth information regarding the bene¿cial ownership of our common stock as of December 1, 201 , unless otherwise noted, by: Each person or group known by us to own bene¿cially more than 5 of our common stock Each of our directors Each of our named executive of¿cers, as de¿ned under Securities and Exchange Commission rules (“NEOs”) and All of our current directors and executive of¿cers as a group. Bene¿cial ownership is determined in accordance with the rules of the Securities and Exchange Commission and generally includes any shares over which a person exercises sole or shared voting or investment power. Shares of common stock subject to options that are exercisable, or restricted stock units that will vest, within 60 days of December 1, 201 , and shares held for the executive of¿cers by the trustee under the Textron Savings Plan, are considered outstanding and bene¿cially owned by the person holding the option or unit or participating in the Plan but are not treated as outstanding for the purpose of computing the percentage ownership of any other person. Each shareholder listed below has sole voting and investment power with respect to the shares bene¿cially owned, except in those cases in which the voting or investment power is shared with the trustee or as otherwise noted. Directors and Executive OfÀcers Number of Shares of Common Stock Percent of Class .athleen M. Bader 12,775 (1) * R. .erry Clark 7,000 (1) * Frank T. Connor 65 ,227 (2)( ) * James T. Conway 2,0 0 (1) * Scott C. Donnelly 2,25 ,659 (2)( ) * Julie G. Duffy 1,096 (2)( ) * Lawrence .. Fish 2,000 (1) * Paul E. Gagné 5,2 (1) * Ralph D. Heath 2,000 * Deborah Lee James 2,00 * E. Robert Lupone 205,501 (2)( ) * Lloyd G. Trotter 2,107 (1) * James L. Ziemer 2,1 7 (1) * Maria T. Zuber 2,005 (1) * All current directors and executive of¿cers as a group (1 persons) ,197,79 1. BeneÀcial Holders of More than 5% BlackRock, Inc. ( ) 1 ,120, 66 7.7 Capital Research Global Investors (5) 19,021,515 .1 T. Rowe Price Associates, Inc. (6) 29, 5 , 2 12.6 The 9anguard Group, Inc. (7) 2 ,959, 10 10.6 * Less than 1 of the outstanding shares of common stock. (1) Excludes stock units held by our non employee directors under the Directors Deferred Income Plan that are paid in cash following termination of service as a director, based upon the value of Textron common stock, as follows: Ms. Bader, 60,6 6 shares Mr. Clark, 79, 10 shares Mr. Conway, 2 ,11 shares Mr. Fish, 97, 15 shares Mr. Gagné, 10 ,652 shares Mr. Heath, 9,205 shares Ms. James, , 9 shares Mr. Trotter, 95,502 shares Mr. Ziemer, 7 ,1 5 shares and Ms. Zuber, 5,5 6 shares. (2) Includes the following shares obtainable within 60 days of December 1, 201 , as follows: (i) upon the exercise of stock options: Mr. Connor, 566, 5 shares Mr. Donnelly, 1, 72,9 shares Ms. Duffy, 21,592 shares Mr. Lupone, 1 ,79 shares and (ii) upon the vesting of RSUs: Mr. Connor, 19,697 shares Mr. Donnelly, 6 , shares Ms. Duffy, 2,01 shares Mr. Lupone, 9,077 shares and all directors and executive of¿cers as of 201 year end as a group, 2,70 , 9 shares.
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